In a recent blog post, I referred to Regulation Best Interest, also known as Reg BI. In this post, I’ll explain how it benefits you, the investor. Why was it needed, and how does it affect you? Until recently, investors were often victimized by unscrupulous advisors and slick sales pitches. Reg BI was put in […]
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Investment products and services are currently available to residents of California, Connecticut, Florida, Indiana, Maine, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, New Mexico, New York. North Carolina, North Dakota, Ohio, Pennsylvania, South Carolina, Texas, Vermont, Virginia, and Washington. If your state is not listed, we will be more than happy to register in your state to offer you the services that you may require.
Securities offered through Securities America Inc. member FINRA and SIPC. Form CRS
Advisory services offered through Securities America Advisors, Inc., a registered investment advisor. These services are currently available to residents of California, Connecticut, Florida, Maryland, Massachusetts, Michigan, New Hampshire, New Jersey, North Carolina, South Carolina, Texas, Vermont, and Washington. If your state is not listed, we will be more than happy to register in your state to offer you the services that you may require.
We are currently licensed to sell insurance products in the following states: California, Connecticut, Florida, Maine, Michigan and Texas. If your state is not listed, we will be more than happy to register in your state to offer you the services that may require. California insurance license #s 0B37354, 4061854
Financial Assistant
Janet has 26 years of experience in customer service, management, and has been recognized for excellent performance. In 2016, she joined the securities industry as a financial assistant. As a result of a merger in April 2022, Janet joined the AFG team. Based in New York, her duties include client contact, new client onboarding, and servicing existing accounts.
Janet and her husband Rick spent 21 years of active duty in the Air Force. They have lived in many locations, including three years in Germany. They have two grown children and two grandchildren. Janet is an enthusiastic cook and avid gardener.
Phone : (845) 897-2034
E-mail : Ja********@af*****.net
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Operations Manager
Jackie is the Operations Manager at the Wallingford, CT office of Advantage Financial Group. She started in the finance industry in 1997 as a part-time assistant at a predecessor company. That organization was merged into AFG in 2000, expanding her duties in operations.
Jackie is responsible for all office operations, working directly with clients to opening/maintaining financial accounts, IRA Rollovers, Required Minimum Distributions, setting up investment and withdrawal plans, mutual fund redemptions, and whatever else clients need. She has developed trusted relationships with clients, and provides first-class, personalized service, so important in today’s complex financial world. Personal commitment to the welfare of our clients is her strongest asset. Our clients appreciate Jackie’s individualized commitment to them. They know whatever issues they need resolved, will be handled professionally and personally. AFG’s main objective is offering excellent client service.
Jackie and her husband Bob have lived in Wallingford since 1989. They are avid Yankees fans, enjoy traveling and spending time with their three children and two grandchildren.
Phone : (203) 269-4669
E-mail : ja*****@af*****.net
IAR
Ray spent more than a decade working in Sales Operations and Logistics Management before joining the Advantage Financial Group team. He has a strong technological background, an analytic approach, and excellent interpersonal skills. This combination enables him to devise custom-tailored solutions that maximize results.
He holds a B.A. in Economics from Goucher College, and Series 7 and 66 securities licenses with FINRA. Ray lives in the San Francisco Bay area with his partner, Lisa, and their pet rabbit, Ziggy.
Phone : (760) 494-6223 or (203) 269-4669
E-mail : ra*****@af*****.net
Office Manager
Susan has worked in the financial services industry in a variety of capacities since 1990. Her primary responsibility is to cultivate strong client relationships. Most recently, Susan has taken on the role of managing the company website and related social media. She manages all accounting and tax reporting for AFG.
Susan has a Master’s degree in Gerontology, which provides valuable insight and the sensitivity required to address the challenges our older clients may be facing.
Susan lives with her husband, Tom in Carlsbad, California. She has one stepchild and two children.
Phone : (760) 494-6223
E-mail : su*******@af*****.net
President
Tom has owned and operated Advantage Financial Group and its predecessors for over thirty years. He holds an MBA in Finance, has a General Securities (Series 7) license, and is an Investment Advisor Representative registered in 21 states. He is also licensed for Life and Health Insurance, as well as Variable Annuities. For over three decades, Tom has helped hundreds of clients successfully define and achieve their financial goals. Tom is a Registered Principal with Securities America, Inc. and an Investment Advisor Representative with Securities Advisors, Inc.
Tom divides his time between Wallingford, Connecticut and Carlsbad, California with his wife, Susan. He has one son and two stepchildren.
Phone : (760) 494-6223 or (203) 269-4669
E-mail : to*****@af*****.net